Abstract:
Urban areas are generally characterized by rapid urbanization, urban poverty, haphazard development,
inefficient landuse practices, poor governance and deteriorating physical living environment As a result
urban people face immense urban risks ranging from ‘every day risk’ to impact of huge ‘disasters’. As
urban areas concentrate risks, therefore disasters have greater economical implications. About 1.5% of
the total world’s land is estimated to produce about 50% of the world Gross Domestic Product (GDP),
which are primarily in urban areas. Thus Disasters cause major disruptions, especially in both low- and
middle-income countries, often wiping away decades of development in moments. As per UNDP, “In
the first half of 2011 alone, 108 natural disasters occurred, killing over 23 thousand people, affecting
nearly 44 million others and causing more than 253 billion US dollars of economic damages”. They
further note that “disaster risk is configured over time through a complex interaction between different
development processes.” Thus there is a strong need for urban risk management and urban disaster
reduction strategies which will help in identifying this complex relationship between disasters and
development, which is also primarily influenced by regional characteristics. The mainstreaming of this
risk assessment in urban development process will help in achieving resilient and sustainable
development.
It has been observed that, with complex urban systems and increased urban vulnerabilities, most of the
cities in the present context are being subjected to multiple hazards. Thus, the multi hazard phenomenon
is a more prominent feature in cities. The mortalities and economic losses due to multiple disasters have
been increasing in the last decades due to increased urban vulnerabilities and rapidly degrading
ecosystems. As this is a relatively new field, not much research has been taken up on multi hazard risk
assessments. As one of the major gaps of multi hazard risk assessment studies, it is noted that not all the
combinations of multiple hazards have been taken up for studies till now, and secondly, the selection of
indicators of these selected specific hazards are mainly influenced by local conditions of the study area.
As a result there are no standardized models and the research is still in its evolution stage. Therefore
there is a strong need for in-depth study in this area, taking into consideration, the different combination
of multiple hazards, in order to evolve standardised general models of risk assessments.
The city of Dehradun, which is the newly formed state capital of Uttarakhand, is geographically located
in a multi hazard zone and secondly due to its new status of state capital, rapid urbanization is causing
more and more vulnerability, thus this is most appropriately taken up for multi hazard risk assessment.
It is primarily impacted by four major hazards, viz., Urban Flood, Urban Fire, Landslides and
Earthquake. With respect to Urban Flood risk, the city of Dehradun being located in Doon Valley is
mainly affected by water-logging on streets during monsoons, and washing away of river banks by
seasonal rivers. The Urban Fire risk is increasingly high due to unplanned urbanization especially with
the inflow population after Dehradun city became state capital in the year 2000. Dehradun like other
developing cities is no exception to increasing fire incidents. over the years, some major fire accidents
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are primarily noted in high density residential areas, and most commercial areas. Thus an evaluation of
the fire risk is necessary to identify those causes which propagate the unnatural risk like urban fire.
There is a very high probability of Earthquake risk in Dehradun as the city lies in Zone IV of seismic
vulnerability map of India, and it is highly susceptible to the earthquake risk. Though there is some
work done to evaluate the earthquake risk, but the major gap is seen in the holistic risk assessment as
not all the aspects of risk assessment are considered and evaluated. Himalayas are highly prone to
landslides due to earthquake and rainfall induced instability. The northern part of Dehradun due to its
location on foothills of Himalayas is highly vulnerable to such landslides and results in slope failure
incidences during monsoons/ due to some major earthquake activity.
This led to a study on multi hazard urban risk assessment for Dehradun city with the aim to evolve a
multi hazard risk assessment model towards Urban Risk Management (URM) for achieving resilient
sustainable urban development. This has been achieved through seven objectives which include,
evolving methodology and analytical framework for urban risk Assessment; identifying the significant
hazards, assessing their risk profile and evaluating the present scenario of urban risks in the selected
study area, which is Dehradun. Also other objectives include, generating database for conducting urban
vulnerability and multi hazard risk assessment in GIS environment using the ward level data ; thus,
identifying risk indicators for conducting assessment at different levels; evaluating Urban Vulnerability
Index by integrated analysis of its components’ indices (Social Vulnerability Index, Economic
Vulnerability Index, Physical Vulnerability Index, Urban Infrastructure and Services Accessibility Index
and Urban Governance Index) and primarily evaluating multi hazard risk index based on integrated
analysis of hazards’ risk indices (urban flood risk index, urban fire risk index, earthquake risk index and
landslide risk index). Thus final outcome of the thesis resulted in evolution of a model for multi hazard
risk assessment, an approach towards Urban Risk Assessment.
As next step, an analytical framework is developed for conducting the research. As a part of this, the
integrated multi hazard risk assessment integrates the four identified hazards. Thus, a conceptual
framework is developed for each of the hazards to evaluate their respective indices from the data
collected by a combination of secondary sources, physical survey (primary and visual) and GIS
mapping techniques, on elements of risk, hazard and vulnerability. The framework for conducting
primary survey includes identifying indicators, framing of survey questionnaires and sampling the
population for survey. After data collection, base data preparation is next step where a framework is
developed for sorting, documenting the data records for further application of different models. The
application of, tools and techniques may vary as applicable in respective situations. The commonly used
tools and techniques are the hierarchization of indicators, use of Analytical Hierarchy Process (AHP) for
weightage and rank assignment, z- score standardization for normalizing data, along with other
statistical tools in MS Excel. Some of the specific tools which are specific to individual hazards' have
been discussed in their respective risk assessment sections.
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The present study has been carried out in two primary sections- first, assessing the urban vulnerability
and arriving at urban vulnerability index and second is accessing multi hazard risk based on integrated
risk assessment of four hazards viz., Urban Flooding, Urban Fire, Landslide and Earthquake; to derive
multi hazard risk index for 60 wards of the city. The urban vulnerability assessment has been carried out
to identify the vulnerable areas of the city, based on their social structure, economic vulnerability,
physical (structural) vulnerability, urban services and infrastructure accessibility and governance. The
indicator based approach is used to determine the urban vulnerability index. Information on indicators
of vulnerability is difficult to obtain and primary data is mainly used. For data collection both - detailed
field studies, visual survey is conducted, and/ or census data, have been used in the process. In reality,
the lack of sufficient data is a main constraint, especially in absence of any base data, and lack of
cooperation at different levels by people. This was observed to be primarily because of safety issues in
light of increasing crimes. In the other section, the multi hazard risk assessment is done which is based
on the risk assessment of the four identified hazard viz., Urban Flood, Urban Fire, Earthquake, and
Landslide. The risk assessment of each of these is based on the concept of PAR, and an indicator based
approach is flowed to construct the risk indices viz., Urban Flood Risk Index, Urban Fire Risk Index,
Earthquake Risk Index and Landslide risk Index. These indices are integrated to obtain multi hazard risk
index by using risk matrix.
Results, of the comprehensive evaluation, of weighted components of urban vulnerability, are used to
arrive at the Urban Vulnerability Index (UVI) values. Based on these values, it has been concluded, that
the wards in the southern and south eastern part of the city are in the range of ‘high’ to ‘very high’
vulnerability. The Urban vulnerability assessment indicates that 12 wards (20.0 %) are at very high risk,
15 wards (25.0 %) are at high risk, 18 wards (30.0 %) are at medium risk and 15 wards (25.0 %) are at
low risk. The multi hazard risk assessment is done and Multi Hazard Risk Index (MHRI) is evaluated
using RISK MATRIX, where its component indices are weighted, ranked and evaluated based on the
two components of Risk Matrix, that is, frequency of occurance and risk serverity. The MHRI is
classified into four risk zones- “very high”, “high”, “medium” and “low”. The multi hazard risk
assessment indicates that 9 wards (15.0 %) are at very high risk, 13 wards (21.67%) are at high risk, 22
wards (36.67%) are at medium risk and 16 wards (26.66 %) are at low risk.
Based on these results, from the two sections- two types of recommendations are made; one set of
recommendations based on results of risk assessment, which highlight the policy level interventions
needed for urban risk management and the other set of recommendations highlight the interventions
required at the risk assessment level. Thus these recommendations allow in improving the multi hazard
risk assessment methodology and framework as well as shall become the basis for implementation of
(risk measurement based) integrated risk mitigation measures. The delineated spatial zones based on the
multi hazard risk assessment results are significant in urban risk management and risk sensitive landuse
planning . This research contributes two folds. First it enables us to identify the multi hazard risk zones
for the city of Dehradun which is prone to multiple disasters. The identified zones allow framing of
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appropriate mitigation measures and will allow risk sensitive landuse zoning for efficient disaster
management and increased urban resilience of the city. Secondly, this study contributes to the research
body by development of a methodological model for multi hazard urban risk assessment. This model is
developed using indicator based approach and is flexible in terms of addition and removal of number of
hazards. This model helps us to identify the linkages and process involved in the multi hazard risk
assessment. It represents the holistic process of multi hazard risk assessment for urban areas. There is a
tremendous scope for future research in this study, which may be further taken up as smaller studies or
an improvement in this study itself.